Training

Mediation Workshop: Regulations and Disputes relating to ILAS Products

About this CPD Event:

Selling of Investment-linked assurance schemes (ILAS) products is governed by guidelines and regulatory requirements, which have recently been strengthened. Misunderstanding and misrepresentation of the products as well as the selling processes unavoidably lead to disputes. This course aims at focusing on explaining the nature, feature and selling process of ILAS or other insurance products as appropriate and reviewing the latest guidelines and regulatory requirements. Illustrated with case examples aiming at dispute resolution, this seminar will provide a practical understanding of ILAS products and a useful roadmap where disputes should arise.

CPD Points:

· FDRC: 2.5 CPD points .

· Applying CPD from the Law Society of Hong Kong

Speaker:

· Mr. TSE Yue Hong, Chris

Mr. Chris TSE, the Director of Regional Head of Business Development at FTSE Rusell, is responsible for promoting index products to both institutional and retail investors in Asia ex-Japan region. He is equipped with academic background in economics and finance with a master degree in Investment Management (Financial Engineering Track) from the Hong Kong University of Science and Technology, and master degree in Economic Analysis and Policy from the University of Warwick, UK. He is both US FRM (Financial Risk Manager) and PRM (Professional Risk Manager) certificants, a CFA (Chartered Financial Analyst) charterholder, a CFPCM licensee, a CWMTM licensee as well as holders of DMSTM (Canadian Derivatives Market Specialist), CIIA® (Certified International Investment Analyst), CAIA (Chartered Alternative Investment Analyst) and LIFA (US Licensed International Financial Analyst). He also holds ten other professional qualifications in insurance areas from both LOMA (Life Office Management Association) and ICA (International Claim Association).

Date and time: 6:00pm ~ 8:30pm, 20 October, 2015

Venue: Financial Dispute Resolution Centre

Unit 3701-04, 37/F, Sunlight Tower

248 Queen’s Road East

Wan Chai, Hong Kong

Language: Cantonese (with English Materials)

Fee: FDRC Mediators and Arbitrators: Free

Other participants: HK$ 600 registration fee

Registration deadline: 13 October 2015 (Tuesday)

Registration method: fill in the application form and send by email - seminar@fdrc.org.hk.

Seats will be offered on a ‘first-come-first-served’ basis.

Confirmation will be sent by email on or before 14 October 2015.

Enquiry:

For enquiries, please call (852) 2869 6322 or email to: email@hklti.hk.

For FDRC Listed Mediators/Arbitrators, please call (852) 3199 5166 or email to: seminar@fdrc.org.hk

调解工作坊 (请参阅英文版本)

本工作坊详情只有英文版本

調解工作坊 (請參閱英文版本)

本工作坊詳情只有英文版本。